About Geraldine a. genco, consulting
Geraldine A. Genco Consulting: Providing Expert Securities Consulting and Witness Services Since 1987
Geraldine A. Genco Consulting is a Florida-based consulting firm that has been providing expert securities consulting and witness services since 1987. The company specializes in offering custom, expert services for firms and attorneys, as well as clients who require assistance with the Securities Act of 1934 and Investment Advisers Act of 1940.
With over three decades of experience in the industry, Geraldine A. Genco Consulting has established itself as a trusted name in the field of securities consulting and witness services. The company's team of experts comprises seasoned professionals who possess extensive knowledge about the intricacies of securities laws and regulations.
At Geraldine A. Genco Consulting, we understand that every client's needs are unique, which is why we offer customized solutions tailored to meet their specific requirements. Our team works closely with clients to gain an in-depth understanding of their business operations, goals, and objectives before developing a comprehensive strategy that addresses their concerns.
Our range of services includes expert witness testimony for litigation matters involving broker-dealers (B/D) or registered investment advisors (RIA), regulatory compliance reviews for B/Ds or RIAs, due diligence reviews for mergers/acquisitions/affiliations involving B/Ds or RIAs, mock audits for B/Ds or RIAs preparing for regulatory exams/inspections/reviews by FINRA/SEC/state regulators; written supervisory procedures (WSP) development/review/update; anti-money laundering (AML) program development/review/update; cybersecurity program development/review/update; business continuity plan (BCP) development/review/update; risk assessments related to operational risks such as vendor management/vendor due diligence/Business Continuity Planning/disaster recovery planning/cybersecurity risks.
We also provide training sessions on various topics related to securities laws/regulations/compliance best practices such as AML, cybersecurity, WSPs, BCPs, and more. Our training sessions are designed to help clients stay up-to-date with the latest developments in the industry and ensure that they remain compliant with regulatory requirements.
At Geraldine A. Genco Consulting, we pride ourselves on our commitment to providing exceptional customer service. We understand that our clients' success is our success, which is why we go above and beyond to ensure that they receive the highest level of service possible.
In conclusion, if you're looking for expert securities consulting and witness services from a trusted name in the industry, look no further than Geraldine A. Genco Consulting. With over three decades of experience in the field and a team of seasoned professionals who possess extensive knowledge about securities laws and regulations, we are well-equipped to provide customized solutions tailored to meet your specific needs. Contact us today to learn more about how we can help you achieve your business goals while remaining compliant with regulatory requirements!