FCA Authorisation

FCA Authorisation is a specialist service provided by Compliance Consultant, helping firms obtain FCA authorisation and Variations of Permission since 2000. The business builds bespoke application packs around a client's business model, including regulatory business plans, financial projections, policies, procedures, and SMCR arrangements. They project-manage the process end to end, working alongside lawyers and accountants to support clients through the FCA's online portal until a decision is reached.

The service is designed for companies and individuals navigating regulatory compliance in the UK, EU, and Middle East, ranging from small startups to established enterprises. They have extensive experience assisting clients across diverse sectors including asset management, banking, capital markets, consumer credit, insurance, mortgages, RAISP and payment services platforms, and wealth management.

The process begins with a free, no-obligation 30-minute discovery call to understand the business and required permissions. After reviewing the enquiry, the team aims to respond within two business days and arrange a tailored fixed-fee proposal. Once instructed, they guide the client through submitting the application via the FCA "Connect" system, interpreting inquiries, and recommending optimal responses until the project concludes.

The business operates on a fixed project cost basis with an upfront payment of typically 50%. Clients can access clear Terms of Business online, which include the complaints procedure. This transparent pricing structure is part of their approach to making specialist submissions easy for clients.

The business is based at 110 Bishopsgate, London, and also lists a registered office at 31 Woodside, Gosport, Hampshire, PO13 0YT. Clients can reach them by telephone at 0800 689 0190 or +44 (0)20 8243 8620, or via email at info@complianceconsultant.org. They also offer an AI voice agent available 24/7 to take enquiry details.

Generic templates rarely survive a case officer's first questions, so their qualified consultants build a bespoke application pack around the client's specific business model. This includes creating a regulatory business plan, financial projections, policies, procedures, and SMCR arrangements tailored to the firm's unique requirements.

They support clients through the FCA's online portal by interpreting case officer queries and shaping responses until a decision is reached. Their team anticipates regulators' questions and presents responses in the preferred format to streamline the application process and avoid delays.

Clients are encouraged to complete a Preliminary Questionnaire to help the team understand their business model, proposed permissions, and timescales. This step ensures the right level of support is provided during the initial discovery call and subsequent proposal stage.

Some users on Reddit discuss the new UK crypto regulatory regime expected to begin on 25 October 2027, noting that crypto exchanges and businesses offering custody, staking, lending, trading, and stablecoin services will need the correct FCA authorisation. Others mention the complexities of navigating these new requirements for qualifying cryptoassets.

Their collaborative approach ensures they work seamlessly with service providers such as legal advisers and accountants to deliver an uncomplicated FCA application experience. They project-manage the process end to end, integrating these external partners into the workflow.

The business provides targeted advice on primary challenges, including what "Ready, Willing and Organised" means for FCA authorisation. They aim to customise each application to fit the business's unique requirements, avoiding the pitfalls of a "one size fits all" methodology.

Each application is managed by the Chief Consultant, backed by a team of technical specialists as needed. This ensures that the process is guided by experienced leadership who can handle the nuances of the business model and regulatory requirements.

Clients can book a free discovery call or send a message via a contact form. The team reviews the enquiry and matches it to the right consultant, aiming to respond within two business days. If they can help, they arrange a discovery call and send a tailored fixed-fee proposal.

The official website of FCA Authorisation is fcaauthorisation.info.

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